2017년 9월 9일 토요일

[발췌: C. Peirce's] The Doctrine of Chances (1878)


출처: Charles S. Peirce (1923). Chance, Love, and Logic: Philosophical Essays.

OF WHICH

※ 발췌 (excerpt): 

* * *

Third Paper

The Doctrine of Chances [주]1 

([주]1. Popluar Science Monthly, March, 1878)



I

It is a common observation that a science first begins to be exact when it is quantitatively treated. What are called the exact sciences are no other than the mathematical ones. Chemists reasoned vaguely until Lavoisier showed them how to apply the balance to the verification of their theories, when chemistry leaped suddenly into the position of the most perfect of the classificatory sciences. It has thus become so precise and certain that we usually think of it along with optics, thermotics, and electrics. But these are studies of general laws, while chemistry considers merely the relations an classiications of certain objects, and belongs, in reality, in the same category as systematic botany and zoölogy. Compare it with these last, however, and the advantage that it derives from its quantitative treatment is very evident.

The rudest numerical scales, such as that by which the mineralogists distinguish the different degrees of hardness, are found useful. The mere counting of pistils and stamens sufficed to bring botany out of total chaos into some kind of form. It is not, however, so much from ^counting^ as from ^measuring^, not so much from the conception of numbers as from that of continuous quantity, that the advantages of mathematical treatment comes. Numbers, after all, only serves to pin us down to a precision in our thoughts which, however beneficial, can seldom lead to lofty conceptions, and frequently descens to pettiness. Of those two faculties of which Bacon speaks, that which marks differences and that which notes resemblances, the employment of number can only aid the lesser one; and the excessive use of it must tend to narrow the powers of the mind. But the conception of the continous quantity has a great office to fulfill, independently of any attempt at precision. Far from tending to the exaggeration of differences, it is the direct instrument of the finest generlizations. When a naturalist wishes to study a species, he collects a considerable number of speciemens more or less similar. In contemplating them, he observes certain ones which are more or less alike in some particular respects. They all have, for instance, a certain S-shaped marking. He observes that they are not ^precisely^ alike, in this respect; the S has not precisely the shame shapt, but the differences are such as to lead him to believe that forms could be found intermediate between any two of those he possesses. He, now, finds other form of a C─and the question is, whether he can find intermediate ones which will connect these letter with the others. This he often succeeds in doing in cases where it would at first be thought impossible; whereas, he sometimes finds those which differ, at first glance, much less, to be separated in Nature by the non-occurrence of intermediaries. In this way, he builds up from the study of Nature a new general conception of the character in question. He obtains, for example, an idea of a leaf which includes every part of the flower, and an idea of a vertebra which includes the skull. I surely need not say much to show what a logical engine there is here. It is the essence of the method of the naturalist.[주]2 How he applies it firs to one character, and then to another, and finally obtains a notion of a species of animals, the differences between whose numbers, however great, are confined within limits, is a matter which does not here concern us. The whole method of classification must be considered later; but, at present, I only desire to point out that it is by taking advantage of the idea of continuity, or the passage from one form to another by insensible degrees, that the naturalist builds his conceptions. Now, the naturalist are the great builders of conceptions; there is no other branch of sciences where so much of this work is done as in theirs; and we must, in great measure, take them for our teachers in this important part of logic. And it will be found everywhere that the idea of continuity is a powerful aid to the formation of true and fruitful conceptiosn. By means of it, the great differences are broken down and resolved into differences of defree, and the incessant application of it is of the greatest value in broadening our conceptions. I propose to make a great use of this idea in the present series of papers; and the particular series of important fallacies, which, arising from a neglect of it, have desolated philosophy, must further on be closely studied. At present, I simply call the reader's attention to the utility of this conception.

In studies of numbers, the idea of continuity is so indispensible, that it is perpetually introduced even where there is no continuity in fact, as where we say that there are in the United States 10.7 inhabitants per square mile, or that in New York 14.72 persons live in the average house.[주]3  Another example is that law of the distribution of errors which Quetelet, Galton, and others, have applied with so much success to the study of biological and social matters. This application of continuity to cases where it does not really exist illustrates, also, another point which will hereafter demand a separate study, namely, the great utility which fictions sometimes have in science.


II

The theory of probabilities is simply the science of logic quantitatively treated. There are two conceivble certainties with reference to any hypothesis, the certainty of its truth and the certainty of its falsity. The numbers one and zero are appropriated, in this calculs, to marking these extremes of knowledge; while fractions having values intermediate between them indicate, as we may vaguely say, the degrees in which the evidence leans toward one or the other. The general problem of probabilities is, from a given state of facts, to determine the numerical probability of a possible fact. This is the same as to inquire how much the given facts are worth, considered as evidence to prove the possible fact. Thus the problem of probabilities is simply the general problem of logic.

Probability is a continuous quantity, so that great advantages may be expected from this mode of studying logic. Some writers have gone so far as to maintain that, by means of the calculus of chances, every solid inference may be represented by legitimate arithmetical operations upon the numbers given in the premises. If this be, indeed, true, the great problem of logic, how it is that the observation of one fact can give us knowledge of another independent fact, is reduced to a mere question of arithmetic. It seems proper to examine this pretention before undertaking any more recondite solution of the paradox.

But, unfortunately, writers on probabilities are not agreed in regards to this result. This branch of mathematics is the only one, I believe, in which good writers frequently get results entirely erroneous. In elementary geometry the reasoning is frequently fallacious, but erroneous conclusions are avided; but it may be doubted if there is a single extensive treatise on probabilities in existnece which does not contain solutions absolutely indefensible. This is partly owing to the want of any regular method of procedure; for the subject involves too many subtilities to make it easy to put its problems into equations without such an aid. But, beyond this, the fundamental principles of its calculus are more or less in dispute. In regard to that class of questions to which it is chiefly applied for practical purposes, there is comparatively little doubt; but in regard to others to which it has been sought to extend it, opinion is somewhat unsettled.

This last class of difficulties can only be entirely overcome by making the idea of probability perfectly clear in our minds in the way set forth in our last paper.


III

To get a clear idea of what we mean by probability, we have to consider what real and sensible difference there is between one degree of probability and another.

The character of probability belongs primarily, without doubt, to certain inferences. Locke explains as follows: Ater remarking that the mathematician positively knows that the sum of the three angles of a triangle is equal to two right angles because he apprehends the geometrical proof, he thus continues: “But another man who never took the pains to observe the demonstration, hearing a mathematicuan, a man of credit, affirm the three angles of a trianlge to be equal to two right ones ^assents^ to it; i.e., receives it for true.  In which case the foundation of his assent is the probability of the thing, the proof being such as, for the most part, carries truth with it; the man on whose testimony he receives it not being wont to affirm anything contrary to, or besides his knowledge, especially in matters of this kind.”  The cerebrated ^Essays concerning Human Understanding^ contains many passages which, like this one, make the first steps in profound analyses which are not further developed.  It was shown in the first of these papers that the validity of an inference does not depend on any tendency of the mind to accept it, however strong such tendency may be; but consists in the real fact that, when premises like those of the argument in question are true, conclusions related to them like that of this argument are also true.  It was remarked that in a logical mind an argument is always conceived as a member of a ^genus^ of arguments all constructed in the same way, and such that, when their premises are real facts, their conclusions are so also.  If the argument is demonstrative, then this is always so; if it is only probable, then it is for the most part so.  As Locke says, the probable arguemt is "^such as^ for the most part carries truth with it."

According to this, that real and sensible difference between one degree of probability and another, in which the meaning of the distinction lies, is that in the frequent employment of two different modes of inference, one will carry truth with it oftener than the other.  It is evident that this is the only difference there is in the existing fact.  Having certain premises, a man draws a certain conclusion, and as far as this inference alone is concerned the only possible practical question is whether that conclusion is true or not, and between existence and non-existence there is no middle term. "Being only is and nothing is altogether not," said Parmenides; and this is in strict accordance with the analysis of the conception of reality given in the last chapter.  For we found that the distinction of reality and fiction depends on the suppositin that sufficient investigation would cause one opinion to be universally received and all others to be rejected.  That presupposition, involved in the very conceptions of reality and figment, involves complete sundering of the two.  It is the heaven-and-hell idea in the domain of thought.  But, in the long run, there is a real fact which corresponds to the idea of probability, and it is that a given mode of inference sometimes proves successful and sometimes not, and that in a ratio ultimately fixed.  As we go on drawing inference after inference of the given kind, during the first ten or hundred cases the ratio of successes may be expected to show considerable fluctuations; but when we come into the thousands and millions, these fluctuations becomes less and less; and if we continue long enough, the ratio will approximately toward a fixed limit.  We may, therefore, define the probability of a mode of argument as the proportion of cases in which it carries thruth with it.

The inference from the premise, A, to the conclusion, B, depends, as we have seen, on the guiding principle, that if a fact of the class A is true, a fact of the class B is true.  The probability consists of the fraction whose numerator is the number of times in which both A and B are true, and whose denominator is the total number of times in which A is true, whether B is so or not.  Instead of speaking of this as the probability of the inference, there is not the slightest object to caling it the probability that, if A happens, B happens.  But to speak of the probability of the event B, without naming the condition, really has no meaning at all.  It is true that when it is perfectly obvious what conditions is meant, the ellipsis may be permitted.  But we should avoid contracting the habit of using language in this way (universal as the habit is), because it gives rise to a vague way of thinking, as if the action of causatin might either determine an event to happen or deternmine it not to happen, or leave it more or less free to happen or not, so as to giv rise to an ^inherent^ chance in regard to its occurrenece.[주]4  It is quite clear to me that some of the worst and most persistent errors in the doctrine of chances have arisen from this vicious mode of expressin. [주]5
[주]5. The conception of probability here set forth is substatially that first developed by Mr. Venn, in his ^Logic of Chance^. Of course, a vague apprehension of the idea had alwasys existed, but the problem was to make it perfectly clear, and to him belongs the credit of first doing this.


IV

But there remains an important point to be cleared up. According to what has been said, the idea of probability essentially belongs to a kind of inference which is repeated indefinitely. An individual inference must be either true or false, and can show no effect of probabilty; and, therefore, in reference to a single case considered in itself, probability can have no meaning. Yet if a man had to choose drawing a card from a pack containing 25 black cards and a red one, and if the drawing of a red card were destined to transport him to eternal felicity, and that of a black one to consign him to everlasting woe, it would be folly to deny that he ought to prefer the pack containing the large portion of red cards, although, from the nature of risk, it could not be repeated. It is not easy to reconcile this with our analysis of the conception of chance. But suppose he should choose the red pack, and should draw the wrong card, what consolidation would he have? He might say that he had acted in accordance with reason, but that would only show that his reason was absolutely worthless.  And if he should choose the right card, how could he regard it as anything but a happy accident?  He could not say that if he had drawn from the other pack, he might have drawn the wrong one, because an hypothetical proposition such as, "if A, then B," means nothing with reference to a single case.  Truth consists in the existence of a real fact corresponding to the true proposition.  Corresponding to the proposition, "if A, then B," there may be the fact that whenever such an event as A happens such an event B happens.  But in the case supposed, which has no parallel as far as this man is concerned, there would be no real fact whose existence could give any truth to the statement that, if he had drawn from the other pack, he might have drawn a black card.  Indeed, since the validity of an inference consists in the truth of the hypothetical proposition that if the premisese be true the conclusion will also be true, and since the only real fact which can correspond to such a proposition is that whenever the antecedent is true the consequent is so also, it follows that there can be no sense in reasoning in an isolated case, at all.

These considerations appear, at first sight, to dispose of the difficulty mentioned.  Yet the case of the other side is not yet exhausted.  Although probability will probably manifest its effect in, say, a thousand risks, by a certain proportion between the numbers of successes and failures, yet this, as we have seen, is only to say that it certainly will, at length, do so.  Now the number of risks, the number of probable inferences, which a man draws in his whole life, is a finite one, and he cannot be absolutely certain that the mean result will accord with the probabilities at all.  Taking all his risks collectively, then, it cannot be certain that they will not fail, and his case does not differ, except in degree, from the one last supposed.  It is an indubitable result of the theory of probabilities that every gambler, if he continues long enough, must ultimately be ruined.  Suppose he tries the martingale, which some believe infallible, and which is, as I am informed, disallowed in the gambling houses.  In this method of playing, he first bets say $1; if he loses he bets $2; and if he loses that he bets $4; if loses that he bets $8; if he then gains he has lost 1+2+4=7, and he has gained $1 more; and no matter how many bets he loses, the first one he gains will make him $1 richer than he was in the beginning.  In that way, he will probably gain at first; but, at last, the time will come when the run of luck is so against him that he will not have money enough to double, and must, therefore, let his bet go.  This will probably happen before he has won as much as he had in the first place, so that this run against him will leave him poorer than he began; some time or other it will be sure to happen.  It is true that there is always a possibility of his winning any sum the bank can pay, and we thus come upon a celebrated paradox that, though he is certain to be ruined, the value of his expectation calculated according to the usual rules (which omit this consideration) is large.  But, whether a gambler plays in this way or any other, the same thing is true, namely, that if he plays long enough he will be sure some time to have such a run against him as to exhaust his entire fortune.  The same thing is true of an insurance company.  Let the directors take the utmost pains to be independent of great conflagrations and pestilences, their actuaries can tell them that, according to the doctrine of chances, the time must come, at last, when their losses will bring them to a stop.  They may tide over such a crisis by extraordinary means, but then they will start again in a weakened state, and the same thing will happen again all the sooner.  An actuary might be inclined to deny this, because he knows that the expectation of his company is large, or perhaps (neglecting the interest upon money) is infinite.  But calculations of expectations leave out of account the circumstances now under consideration, which reverses the whole thing.  However, I must not be understood as saying that insurance is on this account unsound, more than other kinds of business.  All human affaires rest upon probabilities, and the same thing is true everywhere.  If man were immortal he could be perfectly sure of seeing the day when everything in which he had trusted should betray his trust, and, in short, of coming eventually to hopeless misery.  He would break down, at last, as every good fortune, as every dynasty, as every civilization does.  In place of this we have death.

But what, without death, would happen to every man, with death must happen to some man. At the same time, death makes the number of our risks, of our inferences, finite, and so makes their mean result uncertain.  The very idea of probability and of reasong rests on the assumption that this number is indefinitely great.  We are thus landed in the same difficulty as before, and I can see but one solution of it.  It seems to me that we are driven to this, that logicality inexorably requires that our interests shall ^not^ be limited. They must not stop at our own fate, but must embrace the whole community.  This community, again, must not be limited, but must extend to all races of beings with whom we can come into immediate or mediate intellectual relation.  It must reach, however vaguely, beyond this geological epoch, beyond all bounds.  He who would not sacrifice his own soul to save the whole world, is, as it seems to me, illogical in all his inferences, collectively. Logic is rooted in the social principle.

To be logical men should not be selfish; and, in point of fact, they are not so selfish as they are thought.  The willful prosecution of one's desires is a different thing from selfishness. The miser is not selfish; his money does him no good, and he cares for what shall become of it after his death.  We are constantly speaking of ^our^ possession on the Pacific, and of ^our^ destiny as a republic, where no personal interests are involved, in a way which shows that we have wider ones.  We discuss with anxiety the possible exhaustion of coal in some hundreads of years, or the cooling-off of the sun in some millions, and show in the most popular of all religious tenets that we can conceive the possibility of a man's descending into hell for the salvation of his fellows.

Now, it is not necessary for logicality that a man should himself be capable of the heroism of self-sacrifice.  It is sufficient aht he shoul recognize the possibility of it, should perceive that only that man's inferences who has it are really logical, and should consequently regard his own as being only so far valid as they would be accepted by the hero.  So far as he thus refers his inferences to that standard, he becomes identified with such a mind.

This makes logicality attainable enough.  ( ... ... )

But all this requires a conceived identification of one's interests with those of an unlimited community.  ( ... ... )



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